Redis源码阅读笔记(3)-Hash

在redis中,哈希表作为一个基础结构提供了kv存储查询的功能。

散列表(Hash table,也叫哈希表),是根据键(Key)而直接访问在内存储存位置的数据结构。也就是说,它通过计算出一个键值的函数,将所需查询的数据映射到表中一个位置来让人访问,这加快了查找速度。这个映射函数称做散列函数,存放记录的数组称做散列表。——Wikipedia

数据结构

我们还是先看哈希表的数据结构,在dict.hdict.c这两个文件中,有对应定义:

typedef struct dictEntry {
    void *key;
    union {
        void *val;
        uint64_t u64;
        int64_t s64;
        double d;
    } v;
    struct dictEntry *next;
} dictEntry;

/* This is our hash table structure. Every dictionary has two of this as we
 * implement incremental rehashing, for the old to the new table. */
typedef struct dictht {
    dictEntry **table;
    unsigned long size;
    unsigned long sizemask;
    unsigned long used;
} dictht;

typedef struct dict {
    dictType *type;
    void *privdata;
    dictht ht[2];
    long rehashidx; /* rehashing not in progress if rehashidx == -1 */
    int16_t pauserehash; /* If >0 rehashing is paused (<0 indicates coding error) */
} dict;

可以看出,最顶层的结构是dict,每个dict中有两个dictht,在dictht中有dictEntry组成的table

dictEntry中包含了同结构体的指针,通过链表来解决哈希表冲突。

这两个dictht是用来进行渐进式重哈希(incremental rehashing)的,减少因为rehash导致的性能下降。

API

dict结构对外提供了如下api:

/* API */
dict *dictCreate(dictType *type, void *privDataPtr);
int dictExpand(dict *d, unsigned long size);
int dictTryExpand(dict *d, unsigned long size);
int dictAdd(dict *d, void *key, void *val);
dictEntry *dictAddRaw(dict *d, void *key, dictEntry **existing);
dictEntry *dictAddOrFind(dict *d, void *key);
int dictReplace(dict *d, void *key, void *val);
int dictDelete(dict *d, const void *key);
dictEntry *dictUnlink(dict *ht, const void *key);
void dictFreeUnlinkedEntry(dict *d, dictEntry *he);
void dictRelease(dict *d);
dictEntry * dictFind(dict *d, const void *key);
void *dictFetchValue(dict *d, const void *key);
int dictResize(dict *d);
dictIterator *dictGetIterator(dict *d);
dictIterator *dictGetSafeIterator(dict *d);
dictEntry *dictNext(dictIterator *iter);
void dictReleaseIterator(dictIterator *iter);
dictEntry *dictGetRandomKey(dict *d);
dictEntry *dictGetFairRandomKey(dict *d);
unsigned int dictGetSomeKeys(dict *d, dictEntry **des, unsigned int count);
void dictGetStats(char *buf, size_t bufsize, dict *d);
uint64_t dictGenHashFunction(const void *key, int len);
uint64_t dictGenCaseHashFunction(const unsigned char *buf, int len);
void dictEmpty(dict *d, void(callback)(void*));
void dictEnableResize(void);
void dictDisableResize(void);
int dictRehash(dict *d, int n);
int dictRehashMilliseconds(dict *d, int ms);
void dictSetHashFunctionSeed(uint8_t *seed);
uint8_t *dictGetHashFunctionSeed(void);
unsigned long dictScan(dict *d, unsigned long v, dictScanFunction *fn, dictScanBucketFunction *bucketfn, void *privdata);
uint64_t dictGetHash(dict *d, const void *key);
dictEntry **dictFindEntryRefByPtrAndHash(dict *d, const void *oldptr, uint64_t hash);

实现细节

dictExpand

我们先来看dict创建,扩容所使用的的函数:

/* Expand or create the hash table,
 * when malloc_failed is non-NULL, it'll avoid panic if malloc fails (in which case it'll be set to 1).
 * Returns DICT_OK if expand was performed, and DICT_ERR if skipped. */
int _dictExpand(dict *d, unsigned long size, int* malloc_failed)
{
    if (malloc_failed) *malloc_failed = 0;

    /* the size is invalid if it is smaller than the number of
     * elements already inside the hash table */
    if (dictIsRehashing(d) || d->ht[0].used > size)
        return DICT_ERR;

    dictht n; /* the new hash table */
    unsigned long realsize = _dictNextPower(size);

    /* Detect overflows */
    if (realsize < size || realsize * sizeof(dictEntry*) < realsize)
        return DICT_ERR;

    /* Rehashing to the same table size is not useful. */
    if (realsize == d->ht[0].size) return DICT_ERR;

    /* Allocate the new hash table and initialize all pointers to NULL */
    n.size = realsize;
    n.sizemask = realsize-1;
    if (malloc_failed) {
        n.table = ztrycalloc(realsize*sizeof(dictEntry*));
        *malloc_failed = n.table == NULL;
        if (*malloc_failed)
            return DICT_ERR;
    } else
        n.table = zcalloc(realsize*sizeof(dictEntry*));

    n.used = 0;

    /* Is this the first initialization? If so it's not really a rehashing
     * we just set the first hash table so that it can accept keys. */
    if (d->ht[0].table == NULL) {
        d->ht[0] = n;
        return DICT_OK;
    }

    /* Prepare a second hash table for incremental rehashing */
    d->ht[1] = n;
    d->rehashidx = 0;
    return DICT_OK;
}

首先会判断是否在rehash,若不在,创建一个新的dictht

根据传入的size,获取下一个2的次方大小,给新的dictht.table申请对应大小空间。

如果是初始化,则将第一张表设置为新申请的表。若不是,将其作为第二张表等待将第一张表rehash。

dictAddRaw

/* Low level add or find:
 * This function adds the entry but instead of setting a value returns the
 * dictEntry structure to the user, that will make sure to fill the value
 * field as they wish.
 *
 * This function is also directly exposed to the user API to be called
 * mainly in order to store non-pointers inside the hash value, example:
 *
 * entry = dictAddRaw(dict,mykey,NULL);
 * if (entry != NULL) dictSetSignedIntegerVal(entry,1000);
 *
 * Return values:
 *
 * If key already exists NULL is returned, and "*existing" is populated
 * with the existing entry if existing is not NULL.
 *
 * If key was added, the hash entry is returned to be manipulated by the caller.
 */
dictEntry *dictAddRaw(dict *d, void *key, dictEntry **existing)
{
    long index;
    dictEntry *entry;
    dictht *ht;

    if (dictIsRehashing(d)) _dictRehashStep(d);

    /* Get the index of the new element, or -1 if
     * the element already exists. */
    if ((index = _dictKeyIndex(d, key, dictHashKey(d,key), existing)) == -1)
        return NULL;

    /* Allocate the memory and store the new entry.
     * Insert the element in top, with the assumption that in a database
     * system it is more likely that recently added entries are accessed
     * more frequently. */
    ht = dictIsRehashing(d) ? &d->ht[1] : &d->ht[0];
    entry = zmalloc(sizeof(*entry));
    entry->next = ht->table[index];
    ht->table[index] = entry;
    ht->used++;

    /* Set the hash entry fields. */
    dictSetKey(d, entry, key);
    return entry;
}

如果dict需要rehash,则会进行一步_dictRehashStep操作。

通过_dictKeyIndex函数获取插入key的位置。

/* Returns the index of a free slot that can be populated with
 * a hash entry for the given 'key'.
 * If the key already exists, -1 is returned
 * and the optional output parameter may be filled.
 *
 * Note that if we are in the process of rehashing the hash table, the
 * index is always returned in the context of the second (new) hash table. */
static long _dictKeyIndex(dict *d, const void *key, uint64_t hash, dictEntry **existing)
{
    unsigned long idx, table;
    dictEntry *he;
    if (existing) *existing = NULL;

    /* Expand the hash table if needed */
    if (_dictExpandIfNeeded(d) == DICT_ERR)
        return -1;
    for (table = 0; table <= 1; table++) {
        idx = hash & d->ht[table].sizemask;
        /* Search if this slot does not already contain the given key */
        he = d->ht[table].table[idx];
        while(he) {
            if (key==he->key || dictCompareKeys(d, key, he->key)) {
                if (existing) *existing = he;
                return -1;
            }
            he = he->next;
        }
        if (!dictIsRehashing(d)) break;
    }
    return idx;
}

dictRehash

上面提到的rehash步骤,是通过_dictRehashStep调用dictRehash(d,1)完成的。

可以看到,_dictRehashStepdictAddRaw, dictGenericDelete, dictFind, dictGetRandomKey, dictGetSomeKeys中被调用。

其中,调用dictGetSomeKeys是,会按照dict的大小n来调用n次单步rehash。

/* Performs N steps of incremental rehashing. Returns 1 if there are still
 * keys to move from the old to the new hash table, otherwise 0 is returned.
 *
 * Note that a rehashing step consists in moving a bucket (that may have more
 * than one key as we use chaining) from the old to the new hash table, however
 * since part of the hash table may be composed of empty spaces, it is not
 * guaranteed that this function will rehash even a single bucket, since it
 * will visit at max N*10 empty buckets in total, otherwise the amount of
 * work it does would be unbound and the function may block for a long time. */
int dictRehash(dict *d, int n) {
    int empty_visits = n*10; /* Max number of empty buckets to visit. */
    if (!dictIsRehashing(d)) return 0;

    while(n-- && d->ht[0].used != 0) {
        dictEntry *de, *nextde;

        /* Note that rehashidx can't overflow as we are sure there are more
         * elements because ht[0].used != 0 */
        assert(d->ht[0].size > (unsigned long)d->rehashidx);
        while(d->ht[0].table[d->rehashidx] == NULL) {
            d->rehashidx++;
            if (--empty_visits == 0) return 1;
        }
        de = d->ht[0].table[d->rehashidx];
        /* Move all the keys in this bucket from the old to the new hash HT */
        while(de) {
            uint64_t h;

            nextde = de->next;
            /* Get the index in the new hash table */
            h = dictHashKey(d, de->key) & d->ht[1].sizemask;
            de->next = d->ht[1].table[h];
            d->ht[1].table[h] = de;
            d->ht[0].used--;
            d->ht[1].used++;
            de = nextde;
        }
        d->ht[0].table[d->rehashidx] = NULL;
        d->rehashidx++;
    }

    /* Check if we already rehashed the whole table... */
    if (d->ht[0].used == 0) {
        zfree(d->ht[0].table);
        d->ht[0] = d->ht[1];
        _dictReset(&d->ht[1]);
        d->rehashidx = -1;
        return 0;
    }

    /* More to rehash... */
    return 1;
}

上面这段就是rehash实际的实现代码,每一步会将rehashidx对应的所有元素移动到新的表中,最后检查是否完成了整个表的rehash。

dictFind

hash表中查找一个key实现

dictEntry *dictFind(dict *d, const void *key)
{
    dictEntry *he;
    uint64_t h, idx, table;

    if (dictSize(d) == 0) return NULL; /* dict is empty */
    if (dictIsRehashing(d)) _dictRehashStep(d);
    h = dictHashKey(d, key);
    for (table = 0; table <= 1; table++) {
        idx = h & d->ht[table].sizemask;
        he = d->ht[table].table[idx];
        while(he) {
            if (key==he->key || dictCompareKeys(d, key, he->key))
                return he;
            he = he->next;
        }
        if (!dictIsRehashing(d)) return NULL;
    }
    return NULL;
}
dictEntry *dictFind(dict *d, const void *key)
{
    dictEntry *he;
    uint64_t h, idx, table;

    if (dictSize(d) == 0) return NULL; /* dict is empty */
    if (dictIsRehashing(d)) _dictRehashStep(d);
    h = dictHashKey(d, key);
    for (table = 0; table <= 1; table++) {
        idx = h & d->ht[table].sizemask;
        he = d->ht[table].table[idx];
        while(he) {
            if (key==he->key || dictCompareKeys(d, key, he->key))
                return he;
            he = he->next;
        }
        if (!dictIsRehashing(d)) return NULL;
    }
    return NULL;
}

dictGenericDelete

通用的删除函数

/* Search and remove an element. This is an helper function for
 * dictDelete() and dictUnlink(), please check the top comment
 * of those functions. */
static dictEntry *dictGenericDelete(dict *d, const void *key, int nofree) {
    uint64_t h, idx;
    dictEntry *he, *prevHe;
    int table;

    if (d->ht[0].used == 0 && d->ht[1].used == 0) return NULL;

    if (dictIsRehashing(d)) _dictRehashStep(d);
    h = dictHashKey(d, key);

    for (table = 0; table <= 1; table++) {
        idx = h & d->ht[table].sizemask;
        he = d->ht[table].table[idx];
        prevHe = NULL;
        while(he) {
            if (key==he->key || dictCompareKeys(d, key, he->key)) {
                /* Unlink the element from the list */
                if (prevHe)
                    prevHe->next = he->next;
                else
                    d->ht[table].table[idx] = he->next;
                if (!nofree) {
                    dictFreeKey(d, he);
                    dictFreeVal(d, he);
                    zfree(he);
                }
                d->ht[table].used--;
                return he;
            }
            prevHe = he;
            he = he->next;
        }
        if (!dictIsRehashing(d)) break;
    }
    return NULL; /* not found */
}

参考资料

  1. https://zh.wikipedia.org/wiki/%E5%93%88%E5%B8%8C%E8%A1%A8
  2. https://github.com/redis/redis